Vault Ventures Plc - PDMR and TR-1 Notifications
Announcement provided by
Vault Ventures PLC · VULT09/07/2025 18:02
09 July 2025
Vault Ventures PLC
("Vault Ventures" or the "Company")
PDMR and TR-1 Notifications
Following recent fundraising activities, the Company announces that notifications to the FCA, made in accordance with the requirements of the
For more information, please visit the Company's website at: https://vaultplc.com/
The Directors of the Company take responsibility for this announcement.
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Vault Ventures Plc
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Brian Stockbridge Non-executive Chairman
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Via Alfred Henry |
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Alfred Henry Corporate Finance Ltd AQSE Corporate Advisor
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Nick Michaels, Maya Klein Wassink |
+44 (0) 20 8064 4056 |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them.
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1. |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
Brian Stockbridge |
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2. |
Reason for the Notification |
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a) |
Position/status |
Director |
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b) |
Initial notification / Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Vault Ventures Plc |
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b) |
LEI |
213800CBZ6E6WRDGV387 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the Financial instrument, type of instrument |
Ordinary shares |
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Identification Code |
GB00BJDPYD55 |
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b) |
Nature of the transaction |
Shares in lieu of cash payment |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction |
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e) |
Date of the transaction |
07 July 2025 |
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f) |
Place of the Transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
Jeremy Woodgate |
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2. |
Reason for the Notification |
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a) |
Position/status |
Director |
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b) |
Initial notification / Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Vault Ventures Plc |
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b) |
LEI |
213800CBZ6E6WRDGV387 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the Financial instrument, type of instrument |
Ordinary shares |
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Identification Code |
GB00BJDPYD55 |
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b) |
Nature of the transaction |
Shares in lieu of cash payment |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction |
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e) |
Date of the transaction |
07 July 2025 |
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f) |
Place of the Transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
Rachelle Ruth Roesler |
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2. |
Reason for the Notification |
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a) |
Position/status |
Director |
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b) |
Initial notification / Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Vault Ventures Plc |
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b) |
LEI |
213800CBZ6E6WRDGV387 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
a) |
Description of the Financial instrument, type of instrument |
Ordinary shares |
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Identification Code |
GB00BJDPYD55 |
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b) |
Nature of the transaction |
Shares in lieu of cash payment |
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c) |
Price(s) and volume(s) |
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d) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction |
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e) |
Date of the transaction |
07 July 2025 |
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f) |
Place of the Transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
Derek Lew |
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2. |
Reason for the Notification |
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a) |
Position/status |
Director |
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b) |
Initial notification / Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Vault Ventures Plc |
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b) |
LEI |
213800CBZ6E6WRDGV387 |
||||
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the Financial instrument, type of instrument |
Ordinary shares |
||||
|
|
Identification Code |
GB00BJDPYD55 |
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|
b) |
Nature of the transaction |
Shares in lieu of cash payment |
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c) |
Price(s) and volume(s) |
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||||
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d) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction |
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e) |
Date of the transaction |
07 July 2025 |
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f) |
Place of the Transaction |
Outside a trading venue |
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1. |
Details of the person discharging managerial responsibilities / person closely associated |
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a) |
Name |
First Sentinel Corporate Finance |
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2. |
Reason for the Notification |
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a) |
Position/status |
PCA of Brian Stockbridge, a director of the company |
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b) |
Initial notification / Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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|
a) |
Name |
Vault Ventures Plc |
||||
|
b) |
LEI |
213800CBZ6E6WRDGV387 |
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|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
|||||
|
a) |
Description of the Financial instrument, type of instrument |
Ordinary shares |
||||
|
|
Identification Code |
GB00BJDPYD55 |
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|
b) |
Nature of the transaction |
Shares in lieu of cash payment |
||||
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c) |
Price(s) and volume(s) |
|
||||
|
d) |
Aggregated information: · Aggregated volume · Price |
N/A single transaction |
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e) |
Date of the transaction |
07 July 2025 |
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f) |
Place of the Transaction |
Outside a trading venue |
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TR-1: Standard form for notification of major holdings
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: |
Vault Ventures PLC |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
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Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
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An acquisition or disposal of voting rights |
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An acquisition or disposal of financial instruments |
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An event changing the breakdown of voting rights |
X |
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Other (please specify) iii: Transfer from the ultimate controlling natural person |
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3. Details of person subject to the notification obligation iv |
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Name |
California Two Pizza Ventures Inc. |
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City and country of registered office (if applicable) |
Vancouver, Canada |
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4. Full name of shareholder(s) (if different from 3.) v |
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Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reached vi: |
08-07-2025 |
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6. Date on which issuer notified (DD/MM/YYYY): |
08-07-2025 |
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7. Total positions of person(s) subject to the notification obligation |
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) vii |
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Resulting situation on the date on which threshold was crossed or reached |
5.45 |
3.50 |
8.95 |
1,167,942,885 |
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Position of previous notification (if applicable) |
9.79 |
6.28
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16.07 |
1,167,942,885 |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
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Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
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Ordinary Shares GB00BJDPYD55 |
1,167,942,885 |
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5.45 |
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SUBTOTAL 8. A |
1,167,942,885 |
5.45 |
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B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
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Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
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Warrants |
08/12/2027 |
Anytime within 3 years from the issue date till 08/12/2027 |
750,000,000 |
3.50 |
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SUBTOTAL 8. B 1 |
750,000,000 |
3.50 |
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash Settlement xii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii |
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Full chain of controlled undertakings through which the voting rights and/or the |
X |
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Name xv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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Derek Lew |
5.45 |
3.50
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8.95 |
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10. In case of proxy voting, please identify: |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional information xvi |
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Place of completion |
Canada |
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Date of completion |
08-07-2025 |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: |
Vault Ventures PLC |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) |
|
||||||
|
Non-UK issuer |
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|
|||||
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2. Reason for the notification (please mark the appropriate box or boxes with an "X") |
|
||||||
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An acquisition or disposal of voting rights |
|
|
|||||
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An acquisition or disposal of financial instruments |
|
|
|||||
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An event changing the breakdown of voting rights |
X |
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Other (please specify) iii: |
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|
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3. Details of person subject to the notification obligation iv |
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Name |
Dark Horse Family Office Limited |
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City and country of registered office (if applicable) |
London, UK |
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4. Full name of shareholder(s) (if different from 3.) v |
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Name |
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City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reached vi: |
8-07-2025 |
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6. Date on which issuer notified (DD/MM/YYYY): |
8-07-2025 |
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7. Total positions of person(s) subject to the notification obligation |
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|
|
% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer (8.A + 8.B) vii |
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Resulting situation on the date on which threshold was crossed or reached |
4.28 |
3.50 |
7.78 |
917,942,886 |
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Position of previous notification (if applicable) |
7.69 |
6.28 |
13.97 |
917,942,886 |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
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A: Voting rights attached to shares |
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Class/type of ISIN code (if possible) |
Number of voting rights ix |
% of voting rights |
|||||||
|
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
Direct (DTR5.1) |
Indirect (DTR5.2.1) |
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Ordinary Shares GB00BJDPYD55 |
917,942,886 |
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4.28 |
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SUBTOTAL 8. A |
917,942,886 |
4.28 |
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B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
|||||||||
|
Type of financial instrument |
Expiration |
Exercise/ |
Number of voting rights that may be acquired if the instrument is exercised/converted. |
% of voting rights |
|||||
|
Warrants |
08/12/2027 |
Anytime within 3 years from the issue date till 08/12/2027 |
750,000,000 |
3.50 |
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SUBTOTAL 8. B 1 |
750,000,000 |
3.50 |
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B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
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Type of financial instrument |
Expiration |
Exercise/ |
Physical or cash Settlement xii |
Number of voting rights |
% of voting rights |
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SUBTOTAL 8.B.2 |
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9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an "X") |
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Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii |
|
|||
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Full chain of controlled undertakings through which the voting rights and/or the |
X |
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Name xv |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
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|
Brian Stockbridge |
4.28 |
3.50 |
7.78 |
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10. In case of proxy voting, please identify: |
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Name of the proxy holder |
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The number and % of voting rights held |
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The date until which the voting rights will be held |
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11. Additional information xvi |
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Place of completion |
UK |
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Date of completion |
08-07-2025 |
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